COURSES
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Client Assets Sourcebook (CASS) Training
Safeguarding of client assets forms a cornerstone of trust in the financial industry
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Conflicts of Interest Training
This Conflicts of Interest Elearning Course covers different types of conflicts and the potential consequences if conflicts are overlooked.
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Consumer Duty
Learn to appreciate the requirements of the new Consumer Duty and how it relates to the Treating Customers Fairly requirements.
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Effective Communications Training
This course has been designed to help people understand what effective communication looks like
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FinTech and RegTech Training
This course has been designed to help people understand FinTech and RegTech through real-life case studies
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Gifts and Inducements
This course has been designed to help people understand gifts and inducements using real-life case studies and hypothetical examples
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Introduction to the Bank of England
In this course you will learn about the Bank of England’s role in the financial system, its mission, and its…
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Introduction to the Financial Conduct Authority
Learn about the Financial Conduct Authority’s strategic objective to ensure that financial services markets function well.
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Introduction to the Financial Ombudsman Service
Learn about the aims, values, commitments of the Financial Ombudsman Service, including its social responsibility and sustainability policy.
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Introduction to the Information Commissioner's Office Training
In this course you will learn about the Information Commissioner’s Office’s role in upholding information rights
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Introduction to the Pensions Regulator Training
In this course you will learn about the statutory objectives, the responsibilities and the five strategic priorities of The Pensions…
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Risk Management: Conduct Risk
This course has been designed to help people understand conduct risk through real-life case studies
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Risk Management: Financial Risk
This course has been designed to help people understand financial risk through real-life case studies
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Risk Management: How to Meet FCA Expectations Training
This course is part of a series on risk management. You should take this course before others
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Risk Management: Operational Risk
This course has been designed to help people understand operational risk through real-life case studies
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Senior Managers and Certification Regime Training
This course has been designed to help people understand the requirements of the SM&CR
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Spotlight on Insurance Distribution Directive
In this course you will learn about what the Insurance Distribution Directive is, who it applies to, and what its…
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Spotlight on Solvency II
In this Elearning course you will learn about what Solvency II is, who it applies to, and what its main…
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Spotlight on UK AIFMR Training
In this course you will learn about what the UK Alternative Investment Fund Managers Regulation is
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Spotlight on UK EMIR
In this course you will learn about what the UK European Market Infrastructure Regulation is
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Spotlight on UK MiFID Framework
In this course you will learn about what the UK MiFID Framework is
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Sustainable Finance and Greenwashing Training
This course has been designed to help people understand Sustainable Finance and Greenwashing through real-life case studies and hypothetical examples.
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Treating Customers Fairly Training
Customer Service Elearning Course. FCA: “all firms must be able to show consistently that fair treatment of customers is at…
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Vulnerable Customers
Vulnerable Customers Course. Regulation on vulnerable customers states while all customers should be treated fairly, not all customers are the…
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Whistleblowing Training
Disclosure Elearning Course. Since the financial crisis whistleblowing has become front-page news on topics such as data security.
