FCA Compliance Training

Marshall Elearning offers a range of FCA Compliance training courses including Consumer Duty and more.



Sustainable Finance and Greenwashing Training

This course has been designed to help people understand Sustainable Finance and Greenwashing through real-life case studies and hypothetical examples.



Risk Management: How to Meet FCA Expectations Training

This course is part of a series on risk management. You should take this course before others



FinTech and RegTech Training

This course has been designed to help people understand FinTech and RegTech through real-life case studies



Risk Management: Operational Risk

This course has been designed to help people understand operational risk through real-life case studies



Risk Management: Financial Risk

This course has been designed to help people understand financial risk through real-life case studies



Risk Management: Conduct Risk

This course has been designed to help people understand conduct risk through real-life case studies



Senior Managers and Certification Regime Training

This course has been designed to help people understand the requirements of the SM&CR



Introduction to the Information Commissioner’s Office Training

In this course you will learn about the Information Commissioner’s Office’s role in upholding information rights



Effective Communications Training

This course has been designed to help people understand what effective communication looks like



Spotlight on UK MiFID Framework

In this course you will learn about what the UK MiFID Framework is



Spotlight on UK AIFMR Training

In this course you will learn about what the UK Alternative Investment Fund Managers Regulation is



Spotlight on UK EMIR

In this course you will learn about what the UK European Market Infrastructure Regulation is



Spotlight on Insurance Distribution Directive

In this course you will learn about what the Insurance Distribution Directive is, who it applies to, and what its…



Spotlight on Solvency II

In this Elearning course you will learn about what Solvency II is, who it applies to, and what its main…



Gifts and Inducements

This course has been designed to help people understand gifts and inducements using real-life case studies and hypothetical examples



Introduction to the Financial Conduct Authority

Learn about the Financial Conduct Authority’s strategic objective to ensure that financial services markets function well.



Introduction to the Financial Ombudsman Service

Learn about the aims, values, commitments of the Financial Ombudsman Service, including its social responsibility and sustainability policy.



Introduction to the Pensions Regulator Training

In this course you will learn about the statutory objectives, the responsibilities and the five strategic priorities of The Pensions…



Introduction to the Bank of England

In this course you will learn about the Bank of England’s role in the financial system, its mission, and its…



Consumer Duty

Learn to appreciate the requirements of the new Consumer Duty and how it relates to the Treating Customers Fairly requirements.



Client Assets Sourcebook (CASS) Training

Safeguarding of client assets forms a cornerstone of trust in the financial industry



Vulnerable Customers

Vulnerable Customers Course. Regulation on vulnerable customers states while all customers should be treated fairly, not all customers are the…



Treating Customers Fairly Training

Customer Service Elearning Course. FCA: “all firms must be able to show consistently that fair treatment of customers is at…



Conflicts of Interest Training

This Conflicts of Interest Elearning Course covers different types of conflicts and the potential consequences if conflicts are overlooked.



Whistleblowing Training

Disclosure Elearning Course. Since the financial crisis whistleblowing has become front-page news on topics such as data security.


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