Specialists in Elearning for Financial Services
Elearning courses tailored financial services organisations
helping you build a knowledgeable, skilled, and compliant workforce
New elearning courses for FCA regulated firms
In 2023 Marshalls invested in 20 hours of CPD accredited training on an introduction to financial services. This serves as a perfect induction for anyone new to working in financial services or who is providing a service to that sector. Many clients have looked to modify the resources for new graduate induction also.
The new consumer duty from the FCA that came into force July 31 has also been developed. If you take on this suite from Marshalls you will have the latest, most up to date content for regulatory training, all written by expert Victoria Sena
Consumer Duty – Introduction Series
The ’Introduction’ series is designed to introduce people to the key financial regulators. The format includes information on each organisation’s history, objectives, structure, and key personnel.
- Introduction to the Bank of England and Prudential Regulation Authority
- Introduction to the Financial Conduct Authority
- Introduction to The Pensions Regulator
- Introduction to the Financial Ombudsman Service
While Market Risk relates to the performance of financial markets, Operational Risk can be split into four main categories of people, processes, systems, and events. The Human Risk course will explore conduct risk in further detail. The Communications course will introduce the regulations surrounding Communication, which have grown over time as financial companies learn to communicate with their customers and staff in new ways. Finally, the Gifts and Inducements course will explain what gifts and inducements can include, and how this process should be managed.
- Operational Risk
- Conduct Risk (Human Risk)
- Gifts and Inducements
We are throwing spotlights on six of the main regulations: APER applies to FCA approved persons; MiFID II regulates financial markets for the benefit of investors; the AIFMD applies to alternative investments; Solvency II and the IDD are insurance regulations, and EMIR is the European Market Infrastructure Regulation. These courses aim to draw out the purpose, key requirements, and intended consequences of the regulations.
- Spotlight on APER
- Spotlight on MiFID II
- Spotlight on AIFMD
- Spotlight on Solvency II
- Spotlight on EMIR
- Spotlight on IDD
We explore the SM&CR, tying it into existing courses such as the Consumer Duty. The Course on Greenwashing and Understanding Sustainable Finance will complement our existing courses on climate change and environmental sustainability. Finally, we shall explore the terms FinTech and RegTech, and what they mean for the future of finance.
- Senior Managers and Certification Regime
- Understanding Sustainable Finance
- FinTech and RegTech
In addition to these brand-new courses, we will be updating several existing courses to reflect the Financial Conduct Authority’s Consumer Duty coming into force on 31 July. These include the Vulnerable Customers and Treating Customers Fairly courses.
Is there a bespoke course you would like Marshall E-Learning to develop for your organisation? If so, we would be delighted to assist you.
Please contact us for a complimentary demonstration or just to have a discussion with one of our team.
FinTech and RegTech
This course has been designed to help people understand FinTech and RegTech through real-life case studies
Risk Management: Operational Risk
This course has been designed to help people understand operational risk through real-life case studies
Risk Management: Financial Risk
This course has been designed to help people understand financial risk through real-life case studies
Risk Management: Conduct Risk
This course has been designed to help people understand conduct risk through real-life case studies
Senior Managers and Certification Regime
This course has been designed to help people understand the requirements of the SM&CR
Introduction to the Information Commissioners Office
In this course you will learn about the Information Commissioner’s Office’s role in upholding information rights
This course has been designed to help people understand what effective communication looks like
Spotlight on Insurance Distribution Directive
In this course you will learn about what the Insurance Distribution Directive is, who it applies to, and what its…
Spotlight on Solvency II
In this Elearning course you will learn about what Solvency II is, who it applies to, and what its main…
Spotlight on UK AIFMR
In this course you will learn about what the UK Alternative Investment Fund Managers Regulation is
Spotlight on UK EMIR
In this course you will learn about what the UK European Market Infrastructure Regulation is
Spotlight on UK MiFID Framework
In this course you will learn about what the UK MiFID Framework is
Gifts and Inducements
This course has been designed to help people understand gifts and inducements using real-life case studies and hypothetical examples
Introduction to the Financial Conduct Authority
Learn about the Financial Conduct Authority’s strategic objective to ensure that financial services markets function well.
Introduction to the Financial Ombudsman Service
Learn about the aims, values, commitments of the Financial Ombudsman Service, including its social responsibility and sustainability policy.
Introduction to the Pensions Regulator
In this course you will learn about the statutory objectives, the responsibilities and the five strategic priorities of The Pensions…
Introduction to the Bank of England
In this course you will learn about the Bank of England’s role in the financial system, its mission, and its…
Learn to appreciate the requirements of the new Consumer Duty and how it relates to the Treating Customers Fairly requirements.
FCA Compliance Elearning Courses
19th July 2023
Marshall Elearning (Marshalls), part of the Ciphr Group, is launching 20 new training courses for FCA-regulated banks, insurers, and other financial services providers to ensure…
Q&A with FCA expert Victoria Sena
10th July 2023
Marshalls, part of the Ciphr Group, is known across the UK and Ireland as a trusted provider of engaging eLearning courses, ranging from diversity and…
Specialists in Elearning for Financial Services