FCA Compliance Training
Marshall E-Learning offers an extensive range of FCA Compliance training courses including Consumer Duty, Vulnerable Customers and Gifts and Inducements.
This range is designed for FCA-regulated banks, insurers, financial service providers and any organisation that is regulated by the FCA.
Developed in partnership with Victoria Sena, a renowned expert in the fields of regulation, compliance, governance and risk management, these courses will ensure that your organisation remains up to date with the latest legislation and regulatory requirements.
Sustainable Finance and Greenwashing Training
This course has been designed to help people understand Sustainable Finance and Greenwashing through real-life case studies and hypothetical examples.
Risk Management: How to Meet FCA Expectations Training
This course is part of a series on risk management. You should take this course before others
FinTech and RegTech Training
This course has been designed to help people understand FinTech and RegTech through real-life case studies
Risk Management: Operational Risk
This course has been designed to help people understand operational risk through real-life case studies
Risk Management: Financial Risk
This course has been designed to help people understand financial risk through real-life case studies
Risk Management: Conduct Risk
This course has been designed to help people understand conduct risk through real-life case studies
Senior Managers and Certification Regime Training
This course has been designed to help people understand the requirements of the SM&CR
Introduction to the Information Commissioner’s Office Training
In this course you will learn about the Information Commissioner’s Office’s role in upholding information rights
Effective Communications Training
This course has been designed to help people understand what effective communication looks like
Spotlight on UK AIFMR Training
In this course you will learn about what the UK Alternative Investment Fund Managers Regulation is
Spotlight on UK EMIR
In this course you will learn about what the UK European Market Infrastructure Regulation is
Spotlight on Insurance Distribution Directive
In this course you will learn about what the Insurance Distribution Directive is, who it applies to, and what its…
Spotlight on Solvency II
In this Elearning course you will learn about what Solvency II is, who it applies to, and what its main…
Gifts and Inducements
This course has been designed to help people understand gifts and inducements using real-life case studies and hypothetical examples
Introduction to the Financial Conduct Authority
Learn about the Financial Conduct Authority’s strategic objective to ensure that financial services markets function well.
Introduction to the Financial Ombudsman Service
Learn about the aims, values, commitments of the Financial Ombudsman Service, including its social responsibility and sustainability policy.
Introduction to the Pensions Regulator Training
In this course you will learn about the statutory objectives, the responsibilities and the five strategic priorities of The Pensions…
Introduction to the Bank of England
In this course you will learn about the Bank of England’s role in the financial system, its mission, and its…
Consumer Duty
Learn to appreciate the requirements of the new Consumer Duty and how it relates to the Treating Customers Fairly requirements.
Client Assets Sourcebook (CASS) Training
Safeguarding of client assets forms a cornerstone of trust in the financial industry
Vulnerable Customers
Vulnerable Customers Course. Regulation on vulnerable customers states while all customers should be treated fairly, not all customers are the…
Treating Customers Fairly Training
Customer Service Elearning Course. FCA: “all firms must be able to show consistently that fair treatment of customers is at…
Conflicts of Interest Training
This Conflicts of Interest Elearning Course covers different types of conflicts and the potential consequences if conflicts are overlooked.
Whistleblowing Training
Disclosure Elearning Course. Since the financial crisis whistleblowing has become front-page news on topics such as data security.
